package store
Snapshottable data structures
Install
Dune Dependency
Authors
Maintainers
Sources
store-v0.1.tar.bz2
sha256=8891cc0b10774f3d048e2a213ea623306386d901034813d55feb082751ce1b4c
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doc/src/store/store.ml.html
Source file store.ml
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(**************************************************************************) (* This file is part of Store. *) (* *) (* Copyright (C) 2023-2024 OCamlPro SAS *) (* Copyright (C) 2023-2024 Inria *) (* *) (* Store is distributed under the terms of the MIT license. See the *) (* included LICENSE file for details. *) (**************************************************************************) (** {1 Store} This module implements a _store_, a bag of mutable objects (currently: only references). The state of the store at any point in time can be described as a functional _mapping_ from the store references to their value. There is a _current mapping_ of the store, on which the operations on store objects operate: [Store.Ref.get s r] reads the value of [r] in the current mapping, [Store.Ref.set s r v] updates the current mapping to a mapping where [r] maps to [v], etc. The implementation also lets user capture the current mapping of the store in a _snapshot_ (persistent or ephemeral), that can be restored in the future to become the current mapping again. The data about all these mappings is stored in a _store graph_, where each node represents a mapping; in particular, one distinguished node in the graph, that we call the _current node_, represents the current mapping. In slightly more details: - the data of the current mapping is in fact stored in the references directly, each reference stores its current value - edges in the store graph carry information on how to "go back" to a mapping from another. {b Invariant}: the store graph has a unique designated current node. {b Invariant}: The current mapping of the store, given by the value stored in each reference, is the mapping of the current node of the mapping graph. Let us present an example and introduce some key concepts that will be used to document precisely the implementation in follow-up comments. {2 Example} Suppose the user creates a store, with a single reference [r] of value [0], the corresponding graph starts with a single node A, and a current mapping stored in the references themselves: A [r = 0] (The node A does not store the current value of [r], it is stored in [r] itself.) Then the user may want to set [r] to [1]. This creates a new node B in the graph that represents this new mapping: A r=0 ↓ B [r = 1] The new edge from A to B remembers that the previous value of [r] was [0], to be able to un-apply the change later, and the value inside [r] itself gets updated to [1]. At this point, the mapping of A is [r = 0], and B is the current node and its mapping is [r = 1]. It is possible to "go back" to the mapping of A by starting from A, and updating references until we reach the node that represents the "current" mapping. The updated store graph is depicted below. A [r = 0] r=1 ↑ B The current node is A; when we traversed the edge from A to B, we updated it to have B point to A, so that following edges always leads us to the current node. We also updated the information stored on the edge to be able to re-apply the change to [r]. We could go back to the mapping of [B] by following the same process. At this point the user can set [r] again to [2], which creates a third node C: r=0 A → C [r = 2] r=1 ↑ B One can of course go back to A again at this point. r=2 A [r = 0] ← C r=1 ↑ B In the examples above we depicted our store graph with directed edges that correspond to reachability in the implementation: A points to B if the book-keeping data of the node A contains B. {2 Graph theory reminder} In graph theory, an (undirected) tree is a certain kind of (undirected) graph: a graph that is acyclic (no cycle in the graph) and connected (all nodes are reachable from each other). In other words, an _undirected tree_ is an undirected graph where there exists a unique path between all pairs of nodes. {b Invariant}: our store graph is always an undirected tree. The notion of "tree" that is common in programming corresponds to the notion of _rooted tree_ in graph theory, a tree with a designated root node. The choice of root uniquely determines the _parent relation_ for the graph, the relation that sends nodes to their parent, that is, relates A to B when A has B as parent -- there is at most one parent, and the root is the only node with no parents. One can see this relation as a partial function defined everywhere except on the root. We will use two properties of trees and rooted trees: - rerooting: if we look at a given undirected trees T, and two different choices of root M and N, there is a simple relation between the parent relations of the M-rooted tree and the N-rooted tree: they agree on all nodes, except on the (unique) path from M to N where they are inverse of each other. - removal: to remove a node M from a rooted tree while preserving connectedness, we must necessarily remove at the same time all its ancestors or all its descendants. {2 Current tree} We call _current tree_ the rooted tree over our store graph whose root is the current node. We may now write _current root_ for the current node. {b Invariant}: the parent relation in the current tree corresponds exactly to the edge direction in the (directed) store graph. {b Invariant}: when a new node gets created in the graph, it always becomes the new current root, and becomes the parent of the previous current root. In the example above, when we added C we moved from a tree B→A to B→A→C We can see that C is the new root, and the parent of the previous root A. {2 Historic tree, history of a node} We call _historic tree_ the rooted tree over our graph whose root is the first node to have been created, and where the parent of each node A is the node that was the current root when A was added to the graph. In our example above, we created B when A was the current root, at which points the historic tree was A ↑ B then went back to A being the current root, which does not change the historic tree, and then we created C, so we had the following historic tree A←C ↑ B for the following store graph (left) and current tree (right): r=0 A → C [r = 2] A→C r=1 ↑ ↑ B B The current tree and historic tree can be compared precisely, as per the rerooting property: - On the path between the current root (C in the example) and the historic root (A in the example), their parent relations are inverse to each other. - Outside this path, their parent relation agree with each other (see B in the example). We call _history_ of a node the path from this node to the historic root. {2 Snapshots} A user can _capture_ the current mapping in a _snapshot_, and later _restore_ the snapshot so that its mapping becomes the current mapping again. A snapshot is implemented directly as the node that was the current node at the time of the capture -- the _snapshot node_. Restoring the snapshot is a rerooting operation, where the snapshot node becomes the new current root. To implement this we traverse the path from the snapshot node to the current root and reverse the edges -- as suggested by the rerooting property. Remark: the mapping corresponding to a node may in fact change over time as the graph is mutated: as long as it is not a snapshot node, the user cannot observe its mapping directly. Our implementation takes advantage of the flexibility to mutate the mapping of non-captured nodes to perform 'record elision'. Remark: there can only be a _fork_ in the historic tree, a node A with more than one child, if A was captured as a snapshot. Indeed, we had to make A the current root again to create its second child, and only snapshot nodes can become the root again. {2 Transactions} The snapshots we discussed so far are persistent; in particular, they can be restored several times. For efficiency reasons we also implement _ephemeral snapshots_ that can only be restored once. Creating an ephemeral snapshot creates a new node in the store graph, as explained below. Restoring an ephemeral snapshot removes the historic descendants of this node from the graph, which is faster than updating their information to allow restoring their mappings -- as is done with usual snapshots. Ephemeral snapshots are implemented using specific 'transaction' nodes in the graph. Taking an ephemeral snapshot when the current root is A creates a new transaction node T(A) that points to this ephemeral snapshot. ...→A becomes ...→A→T(A) Ephemeral snapshots follow a strict temporal nesting discipline: 1. An ephemeral snapshot may only be restored while we are "inside" it, that is, when the current root is a historic children of its transaction node. 2. Snapshots (ephemeral or not) created while "inside" a transaction are only valid until the transation is terminated. Restoring an invalid snapshot fails with an error. If/when the snapshot on A is restored, we remove the transaction node T(A) from the graph. We also remove all historic descendants of T(A), so in particular connectedness is preserved. A becomes the current root again. ...→A→T(A)→...→B becomes ...→A (Removing nodes is where the efficiency gains come from: there is less work to perform as we do not need to revert edges, etc.) This operation is only allowed if the current root B is "inside" the transaction T(A), that is, if the current root is a historic descendant of T(A). Removing T(A) and its historic descendants also invalidates the ephemeral snapshot, as well as all the snapshots (ephemeral or not) that are capturing T(A) or one of its historic descendants. The usual way of restoring an ephemeral snapshot changes the current mapping to become the mapping of the snapshot node, we call this 'rolling back' the transaction. We also implement a 'commit' variant which consumes the snapshot, but does not change the current mapping. All the snapshots inside the transaction node are invalidated, but all other operations from the transaction node to the current root are preserved. Remark: one could think of a similar design without a transaction node, where each node stores a reference to its ephemeral snapshots. But this approach makes it difficult to remember the historic ordering between snapshots. If we first take a persistent snapshot S of some node A, then an ephemeral snapshot E, consuming E must not invalidate S. On the other hand if we take an ephemeral snapshot E, then a persistent snapshot, we want consuming E to invalidate S; this works because capturing E creates a new transaction node T which becomes the root, and in particular S does not capture the original node A but the transaction node T which will get invalidated. {2 Memory liveness} Nodes in the store graph point towards the current root: the memory they can reach is the path from themselves to the current root. In particular, very old nodes may be collected if all snapshots older than them become unreachable; and conversely the nodes corresponding to changes in the 'future' of the current root, that have been un-applied by restoring an earlier snapshot, may also be collected if all snapshots after them become unreachable. *) (** {1 Stores} *) (** {3 Generations} We call "generation" of a node the number of (valid) snapshots capturing it or any other node in its history. If two nodes belonging to the same history have the same generation, then there is no snapshot between them. *) module Generation : sig type t = private int val zero : t val succ : t -> t end = struct type t = int let zero = 0 let succ n = (n + 1) end (** A reference in a store. Each reference belongs to a unique store, and it is a programming error to operate on a reference of the wrong store. (We could remember the store of the reference and check for consistency, but this would be costly in time and memory.) Note: ['a rref] is exported as ['a Ref.t] below, but it needs to be defined early as [data] depends on it. *) type 'a rref = { mutable value : 'a; (** The value of the reference in the current mapping of the store. *) mutable generation : Generation.t; (** The generation of the last [Set] node for this reference in the current history. *) } (** A [store] tracks the global state of the store graph. *) type store = { mutable root : node; (** The current root of the store. *) mutable generation : Generation.t; (** The generation of the current root. *) } (** A [snapshot] is a persistent reference to a mapping in the store graph. *) and snapshot = { store : store; (** The store to which the snapshot belongs. (This is for error checking.) *) root : node; (** The root of the current tree at the time the snapshot was taken. *) generation : Generation.t; (** The generation of the snapshot. *) } and transaction = { snapshot: snapshot; node : node; } and node = data ref and data = | Mem (** [Mem] indicates that the node is the current root. The mapping of this node is given by the value stored in each reference. *) | Invalid (** [Invalid] indicates that the node was removed from the graph. It does not represent a mapping anymore. *) | Transaction of node * node (** [Transaction (n0, n)] records a transaction started from the node [n0]. The node has the same mapping as [n]. *) | Log_set : 'a rref * 'a * Generation.t * node -> data (** If the node is A, the data [Log_set (r, v, g, B)] represents an edge from A to B that logs a write to the reference [r] whose value before the write was [v], and whose generation was [g]. If [m] is the mapping of B, then the mapping of A is [m[r ↦ v]]. *) type t = store module Error = struct let[@inline] invalid_operation ~op ~obj = Printf.ksprintf invalid_arg "Store.%s: invalid %s" op obj let[@inline never] invalid_restore () = invalid_operation ~op:"restore" ~obj:"snapshot" let[@inline never] invalid_rollback () = invalid_operation ~op:"rollback" ~obj:"transaction" let[@inline never] invalid_commit () = invalid_operation ~op:"commit" ~obj:"transaction" let[@inline] wrong_store ~op = Printf.ksprintf invalid_arg "Store.%s: wrong store" op end let create () : store = { root = ref Mem; generation = Generation.zero; } (** [log A r v g] logs the antioperation [r := v] by adding a new node to the current tree. It transforms ...→A into ...→A→B where the edge from A to B logs [r := v], and returns the new root B. In formal terms, if the mapping of the current root A is [m] before the call, then [log A r v g] creates and returns a new current root B with mapping [m], and changes the mapping of A to [m[r := v]]. *) let[@inline always] log_set old_root r v g = let new_root = ref Mem in old_root := Log_set (r, v, g, new_root); new_root let[@inline always] set r v g = r.value <- v; r.generation <- g let[@inline always] set_and_log old_root new_root r v g = old_root := Log_set (r, r.value, r.generation, new_root); set r v g; new_root (** {1 Store references} *) (** {3 Record elision} Suppose we want to set a reference [r] to a new value [v]. Let S be the latest [Set] node for this [r] in the current history. If the generation of [r] is the same as the current generation, it means that no snapshot was taken between S and the current root. In this case there is no need to record an additional [Set] antioperation, as restoring any snapshot will un-apply S and get its intended value for [r]. We call this the _record elision_ optimization. It mutates the mapping of all nodes on the segment from the current root to S excluded. For each such node, let its previous mapping be [m], its new mapping is [m[r ↦ v]]. Because there is no snapshot on this segment, mutating the mapping of those nodes is not observable. (Note: a priori the nodes on this segment may have other descendants outside the segment, but such a "fork" is impossible if none of the nodes of the segment have been taken as snapshots.) Note: {!get} and {!set} are the performance-critial operations in Store, and this is a very important fast path in the common workload where snapshot captures are infrequent and many writes to the same references occur between them. With record elision, the performance of {!set} is basically as fast as with OCaml's raw references -- the generation check is faster than the write, at least for non-immediate values. {b Invariant} (_record unicity_): for a given reference, along any history, there is at most one [Set] node on that reference per generation. *) module Ref = struct type 'a t = 'a rref let make (_ : store) value = (* We use the generation 0, which is the same as the generation of the initial store right after its creation and before the first snapshot is taken. This means that writes happening at this point will not be recorded (they benefit from record elision). This is the desired behavior, as there is no way for users to 'restore' an earlier mapping. *) { value; generation = Generation.zero } let[@inline always] get (_ : store) (r : 'a rref) : 'a = r.value (** If the current mapping is [m], [slow_set s r v] changes it to [m[r ↦ v]]. (See {!set} below first.) *) let slow_set (s : store) (r : 'a rref) (v : 'a) : unit = (* Let A be the current root with mapping [m]. *) s.root <- set_and_log s.root (ref Mem) r v s.generation; (* Now [r] points to [v], and A has a new mapping [m'] with [op(m') = m]. At this point, the root is a new node B with mapping [m']. The mapping of A changed to [op(m')], that is, it is [m] as before. *) () (** If the current mapping is [m], [set s r v] changes it to [m[r ↦ v]]. *) let[@inline always] set (s : store) (r : 'a rref) (v : 'a) : unit = if s.generation = r.generation then (* record elision *) r.value <- v else (* The slow path where an antioperation needs to be recorded. *) slow_set s r v let eq (_ : store) (x : 'a t) (y : 'a t) : bool = x == y end (** {1 Snapshots} *) let snapshot (s: store) : snapshot = { store = s; root = s.root; generation = s.generation; } let capture s = let snap = snapshot s in (* The new root is reachable by a new snapshot, so we increment the current generation. *) s.generation <- Generation.succ s.generation; snap (** [reroot_restore n] makes [n] the current root while preserving the mapping of all nodes in the graph. *) let reroot_restore new_root = let rec collect n acc = (* Return the current root of G, and its descendants along the path to [n] (included) ordered from child to parent. *) match !n with | Mem -> n, acc | Invalid -> Error.invalid_restore () | Transaction (_tr, n') -> collect n' (n :: acc) | Log_set (_r, _v, _g, n') -> collect n' (n :: acc) in let old_root, seg = collect new_root [] in let rec revert n seg = (* Precondition of [revert n seg]: - [n] has mapping [m] - the current mapping is also [m] - [seg] is a segment from [n] excluded to [new_root] included, ordered from parent to child - if all the nodes in [seg] are changed so that they have the same mapping as they had in G, then all nodes in the store graph will have the same mappings as in G. [revert] mutates [n] and the nodes in [seg], but no other nodes. Postcondition: - all nodes have the same mapping as in G - [new_root] is the current root *) match seg with | child :: rest -> (* [child] is a child of [n], let [m'] be its mapping. *) begin match !child with | Mem | Invalid -> (* Cannot be the data of a child node in the graph. *) assert false | Transaction (tr, n') -> assert (n' == n); (* [Transaction] node: [m] and [m'] are the same mapping. *) n := Transaction(tr, child); (* Checking the preconditions of [revert child rest]: - the current mapping is [m] and thus also [m'] - If [child] recovers its mapping [m'], then [n] will have the same mapping, which is also the expected mapping [m]. *) revert child rest | Log_set (r, v, g, n') -> assert (n' == n); (* [child] points to its current parent node [n] with antioperation [op], so we have [m' = op(m)]. We mutate the current mapping from [m] to [op(m) = m']. *) ignore (set_and_log n child r v g); (* Checking the preconditions of [revert child rest]: - the current mapping is [m'] - If [child] recovers its mapping [m'], then [n] will have mapping [rev_op(m') = m], as expected. *) revert child rest end | [] -> (* If the segment is empty, then [n] must be [new_root]. *) let new_root = n in new_root := Mem; (* Now [new_root] has the mapping [m] has expected; [seg] is empty so all the nodes have recovered the mapping they had in G. *) in revert old_root seg let restore s snap = if s != snap.store then Error.wrong_store ~op:"restore"; if !(snap.root) = Mem then (* Fast path if we are restoring the current root. (This comes up naturally if one implements an observationally-pure interface on top of Store, where snapshots are restored before each operation and captured after each operation. In almost all cases the snapshot restored will be on the current mapping.) *) () else begin reroot_restore snap.root; (* [snap.root] is now the current root. *) s.root <- snap.root; (* The new root is reachable by a snapshot, at generation [snap.generation], that was not present in the history of the snapshot root. *) s.generation <- Generation.succ snap.generation end (** {1 Transactions} *) let transaction (s : store) : transaction = let snap = snapshot s in let old_root = s.root in let new_root = ref Mem in assert (!old_root = Mem); old_root := Transaction (old_root, new_root); s.root <- new_root; s.generation <- Generation.succ s.generation; { snapshot = snap; node = new_root; } (** {3 Selective invalidation} Instead of invalidating all the nodes below a consumed transaction, we invalidate only: - the final [Mem] node - each [Transaction] node encountered along the way Invalidating the final [Mem] node guarantees that any operation trying to restore a snapshot, persistent or ephemeral (so restore, rollback, commit) will fail when it reaches the 'end' of the segment. However, this is not quite enough due to a combination of: 1. our current implementations of 'commit' and 'rollback', which perform mutations on nodes before they reach the end of the segment (unlike 'restore') 2. our exceptations that functions fail cleanly on invalid inputs, before performing any mutation. To preserve both (1) and (2) -- both of which are cute choices that are not part of our user-facing specification -- we must ensure that commit/rollback on an invalidated transaction fail before performing any mutation. This is done by invalidating the [Transaction] node to ensure that they fail immediately. In contrast, 'restore' is not necessarily called on a transaction node, but its implementation does not perform any update before reaching the final Mem node. *) (** If the mapping of [n] is [m], then [reroot_rollback n] invalidates the current ancestors of [n], and makes it the current root, still at mapping [m]. *) let reroot_rollback g n = (* If the node [n] has mapping [m] before the call, then [reroot n] ensures that: 1. The current mapping of the graph becomes [m]. 2. [n] and its current ancestors become [Invalid]. In particular there is no [Mem] node anymore -- temporarily. Other nodes are unchanged. *) let rec reroot n = match !n with | Mem -> n := Invalid; | Transaction (_n0, n') -> n := Invalid; reroot n'; | Log_set (r, v, g', n') -> reroot n'; (* If [g' > g], then this is not the last write on this reference in history, we can elide it. *) if g' <= g then set r v g' | Invalid-> Error.invalid_rollback () in ignore reroot; (* [reroot' n] is a tail-recursive variant of [reroot n] that has the same external specification. The specification is not strong enough to verify the recursive calls, but one can reason about the function by comparing it to [reroot]. *) let rec reroot' n = match !n with | Mem -> n := Invalid; | Transaction (_n0, n') -> n := Invalid; reroot' n'; | Log_set (r, v, g', n') -> (* Writing to [r] can be moved *before* the recursive call (compared to [reroot] above), because the generation condition, combined with the 'record unicity' invariant, guarantees that we will write only once per reference, so writing earlier or later does not change the result. *) if g' <= g then set r v g'; reroot' n'; | Invalid-> Error.invalid_rollback () in (* Let [m] be the mapping of [m]. *) reroot' n; (* At this point the current mapping is [m], and [n] and its current ancestors are invalid, there is no [Mem] node anymore. *) n := Mem; (* The store graph is well-formed again, and [n] is the current root at mapping [m] as expected. *) () let get_transaction_snapshot ~invalid (trans : transaction) : snapshot = let snap = trans.snapshot in match !(snap.root) with | Transaction (n0, n) -> (* A transaction may only be terminated from 'inside', when the current root is a historic children of the transaction node. We are 'inside' when the Transaction edge goes from the snapshot root to the transaction node, and not the other way around -- and not to some other transaction node. *) if n0 == snap.root && n == trans.node then snap else invalid () | _ -> invalid () (** [rollback s trans] reverts the store to the root and mapping of [trans], and invalidates [trans] and any other transaction and snapshot taken on the historic descendants of [trans]. *) let rollback (s : store) (trans : transaction) : unit = let snap = get_transaction_snapshot ~invalid:Error.invalid_rollback trans in if s != snap.store then Error.wrong_store ~op:"rollback"; (* Invalidating the current ancestors of [snap.root] will in particular invalidate the [Transaction] node and in turn all its historic descendants. *) reroot_rollback snap.generation snap.root; (* At this point [snap.root] is the current root, and its mapping is unchanged. Its ancestors in the previous current tree have been invalidated, which invalidates all its historic descendants. *) s.root <- snap.root; (* [trans] has been invalidated, so the number of snapshots in history is back to [snap.generation]. *) s.generation <- snap.generation; () (** Preconditions for [reroot_commit g n]: - the store graph is [G] - the current mapping is [mcur], - [n] has generation [g] - [n] is a historic ancestor of the current root - [s] is the first snapshot node from [n] to the historic root Postconditions on returning a node [n']: - the current ancestors of [n] in [G] are now invalidated - [s] and its current descendants are unchanged from [G] - [n'] is the new current root - [n'] has generation [g] - [n'] has mapping [mcur] *) let reroot_commit g n = (* Invariants of [reroot]: - [dst] has generation [g] - setting [dst := !src] results in a valid store graph whose current mapping is [mcur], and where [s] and its current descendants are unchanged from [G]. Its postcondition is the one of [reroot_commit] above. *) let rec reroot g ~src ~dst = match !src with | Mem -> src := Invalid; dst := Mem; (* From our invariant we now know that the current mapping is [mcur], and therefore [dst] which is the current node must have mapping [mcur]. *) dst | Transaction (_n0, src') -> src := Invalid; (* [src] and [src'] have the same mapping, so the invariant is preserved below. *) reroot g ~src:src' ~dst | Log_set (r, v, g', src') -> (* The generation [g'] is the generation of the reference [r] at the time this [set] operation was performed. It counts the number of snapshots before the last write to that reference on the path from the history root to this node. *) if g' < g then ( (* If [g' < g], then the last [Set] node occurred historically before [s] in the graph. We must log the new write (at generation [g]), otherwise we could not restore [s] correctly -- formally, the mapping of [s] would change. *) r.generation <- g; reroot g ~src:src' ~dst:(log_set dst r v g') ) else ( (* If [g' >= g], then there is a [Set] node after [s] already. We must not log the new write, as this would break the 'record unicity' invariant. *) begin (* The current write may have happened at a higher generation than [g]. We need to fix the generation of [r] to be no higher than [g]. *) if g' = g then r.generation <- g else (* If [g' > g], then we have already encountered a [Set] node at generation [g'] during traversal, and we have already fixed the generation of [r]. *) () end; reroot g ~src:src' ~dst ) | Invalid -> Error.invalid_commit () in (* [n] has generation [g], setting [n := !n] trivially gives a valid store graph of current mapping [mcur]. *) reroot g ~src:n ~dst:n (** [commit s trans] preserves the current mapping of the store, but moves its to a root at the same generation as [trans]. This invalidates [trans] and any other transaction and snapshot taken on the historic descendants of [trans]. *) let commit (s : store) (trans : transaction) : unit = let snap = get_transaction_snapshot ~invalid:Error.invalid_commit trans in if s != snap.store then Error.wrong_store ~op:"commit"; s.root <- reroot_commit snap.generation snap.root; (* [trans] has been invalidated, so the number of snapshots in history is back to [snap.generation]. *) s.generation <- snap.generation; () (** {2 High-level wrappers} *) let with_transaction ~on_success (s : store) (f : unit -> 'a) : 'a = let t = transaction s in match f () with | result -> on_success s t; result | exception e -> let b = Printexc.get_raw_backtrace () in rollback s t; Printexc.raise_with_backtrace e b let temporarily s f = with_transaction ~on_success:rollback s f let tentatively s f = with_transaction ~on_success:commit s f
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